DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 22-001-I Tue, 04/05/2022 Amanda Eubank Default Judgment And Order
Regulation Reg. H-2022-01-E Thu, 03/31/2022 Access to Health Care Services Related to COVID-19
Order Docket No. 22-004-S Tue, 03/29/2022 Voyager Digital Show Cause Order
Order Docket No. 22-003-B Fri, 03/18/2022 Tally Technologies, Inc. Stipulation and Consent Order
Order Docket No. 21-051-S Wed, 03/16/2022 Robinhood Financial Stipulation and Consent Order
Order Docket No. 22-007-B Wed, 03/16/2022 Bank of Burlington - Order Granting Permission to Organize as an Investor-Owned Universal Financial Institution
Order Docket No. 21-0-005-I Sun, 03/06/2022 SHIP Ex Parte Order to Cease and Desist
Regulation Reg. H-2009-02 (Revised) Tue, 03/01/2022 Health Care Stop Loss Insurance
Order Docket No. 21-025-S Mon, 02/14/2022 BlockFi Consent Order
Bulletin Banking Bulletin #50 Tue, 01/25/2022 Requirements for MLOs and Employees of Licensees Working from a Remote Location
Order Docket No. 21-042-I Tue, 01/11/2022 Nguyen Default Judgment And Order
Order Docket No. 21-043-I Tue, 01/11/2022 William Armstrong Default Judgment and Order
Order Docket No. 21-045-I Tue, 01/11/2022 Mclester-Heim Default Judgment and Order
Order Docket No. 21-040-I Tue, 01/11/2022 Robert Schmidt Default Judgment and Order
Order Docket No. 21-041-I Tue, 01/11/2022 Jeffrey Brown Default Judgment and Order
Order Docket No. 21-044-I Tue, 01/11/2022 Default Judgment and Order Arvizu
Order Docket No. 21-027-B Fri, 01/07/2022 Ashley Ferrone Stipulation and Consent Order
Order Docket No. 21-053-S (Withdrawn) Fri, 01/07/2022 WITHDRAWN - Carinthia Ex Parte Order to Cease and Desist
Order Docket No. 21-052-B Thu, 01/06/2022 Stratex Holdco, LLC Stipulation and Consent
Regulation Reg. DFR-2022-01 Sat, 01/01/2022 Administrative Procedures
Order Docket No. 21-055-B Mon, 12/27/2021 CSG Forte Payments, Inc Stipulation And Consent Order
Order Docket No. 21-050-S Wed, 12/22/2021 In Re: Colomont, Inc. and Christopher Santee Show Cause Order
Order Docket No. 21-047-I Wed, 12/22/2021 Merger of ProAssurance Specialty into Noetic Specialty Insurance Company
Regulation Reg. S-2016-01 (Revised) Thu, 12/16/2021 Vermont Securities Regulations
Regulation Reg. H-2021-02-E Wed, 12/08/2021 At Home Covid-19 Antigen Test Coverage

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information