Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Regulation Reg. I-1999-03 Sat, 01/01/2000 Valuation of Life Insurance Policies
Order Docket No. 13-001-S Fri, 02/08/2013 UVEST Financial Services Group Consent Order
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Order Docket No. 18-55-B Thu, 12/27/2018 Upstart Network, Inc.
Order Docket No. 19-070-B Tue, 01/21/2020 Uphold HQ Stipulation and Consent
Order Docket No. 20-004-I Tue, 01/14/2020 Union Mutual Fire Insurance Company Stipulation and Consent
Bulletin Insurance Bulletin #152 Tue, 02/13/2007 Uninsured Motorist Form Filings
Bulletin Health Bulletin #122 Tue, 12/12/2006 Uniform Providers Credentialing
Regulation Reg. I-1993-04 Sun, 08/01/1993 Uniform Claim forms and Uniform Standards and Procedures for Processing
Regulation Reg. I-1978-02 Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Bulletin Insurance Bulletin #147 Sat, 11/06/2004 Uncertainty Related to Expiration of the Terrorism Risk Insurance Act of 2002: Exclusions Related to Acts of Terrorism
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Order Docket No. 13-025-S Fri, 09/13/2013 UBS Financial Services - Consent Order
Order Docket No. 19-036-S Wed, 10/02/2019 TrustToken, Inc. Stipulation and Consent Order
Regulation Reg. I-1995-01 Tue, 10/01/1996 Trust Accounts
Bulletin Insurance Bulletin #201 Mon, 07/09/2018 Transitional Guidance for Health Benefit Associations
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse
Order Docket No. 19-63-I Wed, 03/04/2020 Tori Liporace Default Judgement and Order
Bulletin Insurance Bulletin #101 Mon, 01/27/1992 Toll Free or Collect Telephone Number for Claims
Bulletin Insurance Bulletin #193 Thu, 05/04/2017 Tobacco Cessation Programs
Bulletin Insurance Bulletin #108 Wed, 01/10/1996 Title Insurer Closing Protection Letters

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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