DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Bulletin Insurance Bulletin #147 Sat, 11/06/2004 Uncertainty Related to Expiration of the Terrorism Risk Insurance Act of 2002: Exclusions Related to Acts of Terrorism
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Order Docket No. 13-025-S Fri, 09/13/2013 UBS Financial Services - Consent Order
Order Docket No. 19-036-S Wed, 10/02/2019 TrustToken, Inc. Stipulation and Consent Order
Regulation Reg. I-1995-01 Tue, 10/01/1996 Trust Accounts
Order Docket No. 21-032-I Thu, 08/26/2021 Trupanion and American Pet Insurance Company Stipulation and Consent
Bulletin Insurance Bulletin #201 Mon, 07/09/2018 Transitional Guidance for Health Benefit Associations
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse
Order Docket No. 21-013-I Thu, 04/08/2021 Transamerica Stipulation and Consent Order
Order Docket No. 19-63-I Wed, 03/04/2020 Tori Liporace Default Judgement and Order
Bulletin Insurance Bulletin #101 Mon, 01/27/1992 Toll Free or Collect Telephone Number for Claims
Bulletin Insurance Bulletin #193 Thu, 05/04/2017 Tobacco Cessation Programs
Bulletin Insurance Bulletin #108 Wed, 01/10/1996 Title Insurer Closing Protection Letters
Order Docket No. 20-008-S Tue, 02/25/2020 Thornton Investment Management Stipulation and Consent
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC
Regulation Reg. I-2021-01 Fri, 07/01/2022 Third Party Administrator Rule
Order Docket No. 20-029-S Tue, 03/16/2021 Therieau Financial Services Final Order
Order Docket No. 20-029-S (Amendment) Fri, 12/11/2020 Therieau Amendment to Ex Parte Order to Cease and Desist
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Bulletin Insurance Bulletin #63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Regulation Reg. H-2020-01-E Fri, 03/20/2020 Suspension of Credentialing Verification Practices
Bulletin Insurance Bulletin #129 Sun, 01/07/2001 Suitability Requirements for Variable Insurance Products
Bulletin Insurance Bulletin #203 Tue, 02/19/2019 Submitting MEWA and Association Health Plan Advertising and Marketing Materials to the Department
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
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833-337-4685 (toll free)

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