DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort descending Name Effective Date Title
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 17-016-I Tue, 08/01/2017 In Re: Liberty Mutual
Order Docket No. 13-026-B Mon, 09/09/2013 In Re: NetSpeed Corporation
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Order Docket No. 12-052-I Tue, 01/22/2013 In Re: Jeffrey Douglas Penta Default Judgement and Order
Order Docket No. 21-014-I Mon, 04/05/2021 MetLife Stipulation and Consent Order
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Order Docket No. 13-024-B Sat, 08/31/2013 Amerisave Mortgage - Settlement Agreement and Order
Regulation Reg. H-2005-03 Fri, 08/05/2005 Health Insurance Coverage for Cancer Clinical Trial
Regulation Reg. I-1995-01 Tue, 10/01/1996 Trust Accounts
Regulation Reg. I-1980-01 Tue, 07/01/1980 Accident and Sickness Minimum Standards
Regulation Reg. I-1997-01 Sat, 05/10/1997 Rules Providing for Oversight of Fees Charged by the National Association of Insurance Commissioners and Retaliatory Action by the State of Vermont
Regulation Reg. I-1971-01 (Revised) Thu, 03/01/1973 Advertisements of Accident and Sickness Insurance
Regulation Reg. I-1997-03 (Revised) Fri, 01/01/2021 Credit for ReInsurance
Regulation Reg. I-1986-04 Mon, 12/23/1985 Assessment Regulation
Regulation Reg. H-2009-02 (Revised) Tue, 03/01/2022 Health Care Stop Loss Insurance
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Regulation Reg. I-1984-01 (Revised) Thu, 01/01/1987 Credit Life and Credit Accident and Health Insurance
Regulation Reg. I-2019-02 Sun, 03/01/2020 Business Entity Limited Lines Producer for Self-Storage Insurance License
Regulation Reg. I-2018-01 Fri, 01/25/2019 Fully-Insured Multiple Employer Welfare Arrangements And Association Health Plans
Regulation Reg. I-1997-02 Sat, 08/16/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Regulation Reg. I-1978-01 (Revised) Mon, 05/01/1995 Disclosure
Regulation Reg. B-2018-01 Thu, 02/15/2018 Privacy of Consumer Financial and Health Information Regulation

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
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833-337-4685 (toll free)

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