DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Regulation Reg. I-1995-01 Tue, 10/01/1996 Trust Accounts
Order Docket No. 19-036-S Wed, 10/02/2019 TrustToken, Inc. Stipulation and Consent Order
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Order Docket No. 13-025-S Fri, 09/13/2013 UBS Financial Services - Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Bulletin Insurance Bulletin #147 Sat, 11/06/2004 Uncertainty Related to Expiration of the Terrorism Risk Insurance Act of 2002: Exclusions Related to Acts of Terrorism
Regulation Reg. I-1978-02 Mon, 09/04/1978 Unfair Discrimination on the Basis of Blindness or Partial Blindness
Regulation Reg. I-1993-04 Sun, 08/01/1993 Uniform Claim forms and Uniform Standards and Procedures for Processing
Bulletin Health Bulletin #122 Tue, 12/12/2006 Uniform Providers Credentialing
Bulletin Insurance Bulletin #152 Tue, 02/13/2007 Uninsured Motorist Form Filings
Order Docket No. 20-004-I Tue, 01/14/2020 Union Mutual Fire Insurance Company Stipulation and Consent
Order Docket No. 19-070-B Tue, 01/21/2020 Uphold HQ Stipulation and Consent
Order Docket No. 18-55-B Thu, 12/27/2018 Upstart Network, Inc.
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Bulletin Banking Bulletin #15 Fri, 11/09/1990 Use of "Bank", "Banking Association", or "Trust Company" by Financial Services Institutions
Order Docket No. 13-001-S Fri, 02/08/2013 UVEST Financial Services Group Consent Order
Regulation Reg. I-1999-03 Sat, 01/01/2000 Valuation of Life Insurance Policies
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Regulation Reg. I-1988-03 Sun, 01/15/1989 Variable Life Insurance Model Regulation
Bulletin Insurance Bulletin #205 Thu, 06/13/2019 Vermont Association Health Plans
Bulletin Banking Bulletin #23 Sat, 07/01/2000 Vermont Civil Union Law
Regulation Reg. B-2016-01 Sat, 04/01/2017 Vermont Disclosure Form - Amount to Be Financed in a Motor Vehicle Retail Installment Contract
Order Docket No. 12-041-I Wed, 05/22/2013 Vermont Health Co-op Licensing Decision and Order
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Bulletin Insurance Bulletin #58 Sun, 04/11/1982 Vermont Purchase and Use Tax - Settlement of Auto Total Loss

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information