DFR Regulations, Orders, Bulletins and Market Conduct Exams

Typesort descending Name Effective Date Title
Regulation Reg. I-1999-01 Thu, 06/15/2000 Record Retention
Regulation Reg. I-2009-06 (Revised) Sat, 06/01/2019 Annual Financial Reporting
Regulation Reg. I-2007-04 Fri, 04/11/2008 Military Sales Practices
Regulation Reg. B-2014-01 Tue, 07/01/2014 Record Retention
Regulation Reg. I-2000-01 Mon, 01/01/2001 Civil Unions
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License for Portable Electronics Insurance
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Regulation Reg. I-2000-02 (Revised) Thu, 11/22/2007 Continuing Education Requirements for Insurance Producers
Regulation Reg. I-1977-02 (Revised) Wed, 10/01/1980 Vermont Life Insurance Solicitation Regulation
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for Distinguishing Between Primary and Specialty Mental Health and Substance Abuse Services
Regulation Reg. B-2014-02 Wed, 10/01/2014 Mortgage Brokers
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg. I-1989-01 Sun, 10/01/1989 Maternity Coverage
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Regulation Reg. B-1996-02 Sat, 12/28/1996 Household Members as Eligible for Credit Union Membership

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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