State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 13-004-I | Fri, 04/19/2013 | In Re: Triad Guaranty Stipulation and Consent |
| Order | Docket No. 13-008-I | Thu, 04/11/2013 | In Re: Ullico Casualty - Order to Cease and Desist |
| Order | Docket No. 13-010-B | Mon, 05/13/2013 | Shelter Mortgage Company - Stipulation and Consent |
| Order | Docket No. 13-011-I | Wed, 12/17/2014 | In Re: Prest and Associates - Stipulation and Consent |
| Order | Docket No. 13-017-B | Sat, 09/14/2013 | David Rome - Order |
| Order | Docket No. 13-018-B | Mon, 09/16/2013 | Zachary Tierney - Order |
| Order | Docket No. 13-020-B | Mon, 09/16/2013 | Brandon Maddick - Order |
| Order | Docket No. 13-021-B | Sun, 07/21/2013 | Securities Finance Trust Company - Order |
| Order | Docket No. 13-022-S | Thu, 10/10/2013 | In Re: Surety Services Stipulation and Consent Order |
| Order | Docket No. 13-024-B | Sat, 08/31/2013 | Amerisave Mortgage - Settlement Agreement and Order |
| Order | Docket No. 13-025-S | Fri, 09/13/2013 | UBS Financial Services - Consent Order |
| Order | Docket No. 13-026-B | Mon, 09/09/2013 | In Re: NetSpeed Corporation |
| Order | Docket No. 13-029-S | Mon, 09/09/2013 | In Re: Alicia Goodman Cease and Desist |
| Order | Docket No. 13-030-I | Wed, 03/05/2014 | In Re: Alicia Goodman - Order |
| Order | Docket No. 13-031-I | Tue, 10/22/2013 | Dairyland Insurance - Stipulation and Consent |
| Order | Docket No. 13-033-B | Fri, 01/10/2014 | Lisa Fendelet - Order |
| Order | Docket No. 13-038-B | Thu, 05/22/2014 | Plaza Home Mortgage |
| Order | Docket No. 13-040-I | Wed, 11/06/2013 | In Re: Lorraine Locke - Stipulation and Consent |
| Order | Docket No. 13-041-I | Mon, 11/18/2013 | In Re: Travis Shine - Stipulation and Consent |
| Order | Docket No. 13-043-I | Sun, 11/03/2013 | In Re: Vermont Health Connect - Order |
| Order | Docket No. 13-046-S | Mon, 02/24/2014 | In Re: George Jones Lincoln |
| Order | Docket No. 13-047-S | Fri, 11/15/2013 | State Farm Mutual Funds - Electronic Filings |
| Order | Docket No. 13-048-I | Tue, 11/05/2013 | In Re: Jessica Myers - Stipulation and Consent |
| Order | Docket No. 13-049-S | Mon, 09/28/2015 | In Re: Tucker Financial Services Stipulation and Consent Order |
| Order | Docket No. 13-053-I | Mon, 12/16/2013 | In Re: Dorothy Toro-Clafin - Stipulation and Consent |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
