DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 21-035-I Fri, 11/05/2021 Paul Haan Default Judgment and Order
Order Docket No. 21-015-I Fri, 04/09/2021 Patriot Insurance Company Stipulation and Consent Order
Order Docket No. 20-026-S Mon, 06/08/2020 Patrick Mazza Ex Parte Order to Cease and Desist
Order Docket No. 20-026-S (Amendment) Wed, 06/10/2020 Patrick Mazza Amendment to Ex Parte Order to Cease and Desist
Order Docket No. 19-017-S Fri, 07/26/2019 Pantera Digital Asset Fund LP Stipulation and Consent Order
Bulletin Banking Bulletin #35 Fri, 01/06/2012 PACE Reserve Fund
Bulletin Banking Bulletin #34 Fri, 01/06/2012 PACE Assessment Underwriting Criteria and Standards
Order Docket No. 20-023-S Tue, 06/16/2020 Overland Storage Stipulation and Consent
Bulletin Insurance Bulletin #171 Mon, 03/12/2018 Out-of-Pocket Maximum for Prescription Drugs
Order Docket No. 19-058-I Tue, 02/11/2020 Osmund Josiah Marcellin Default Judgement and Order
Order Docket No. 20-027-S Fri, 07/10/2020 Order Removing Conditions from in the Matter of John A. Bodnar And International Assets Advisory, LLC International Assets Investment Management, LLC Docket No. 17-011-S, April 28, 2017
Order Docket No. 19-023-I Tue, 07/02/2019 Order for the Acquisition of Control of WellCare Health Plans of Vermont, Inc. by Centene Corporation
Order Docket No. 20-036-I Wed, 02/24/2021 Order for Revocation of License - Thandi
Order Docket No. 20-032-I Wed, 02/24/2021 Order for Revocation of License - Rasnake
Order Docket No. 20-031-I Wed, 02/24/2021 Order for Revocation of License - Jones
Order Docket No. 20-035-I Wed, 02/24/2021 Order for Revocation of License - GCIB
Order Docket No. 18-042-B Thu, 09/13/2018 Order Exempting Certain Loan Solicitation Companies From the Loan Solicitation Licensing Requirement Of 8 VSA Chapter 73
Regulation Reg. I-2016-01 Sat, 12/24/2016 Online Posting of Prescription Drug Formularies by Health Insurers
Bulletin Health Bulletin #121 Tue, 12/12/2006 Off-Label Use of Prescription Drugs for Cancer
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC - Consent Agreement
Order Docket No. 16-021-S Thu, 09/01/2016 Obsidian Financial Group, LLC - Default Judgement and Order
Bulletin Health Bulletin #123 Mon, 12/04/2006 Obligations of Exempt Associations and Small Group Carriers in Connection with Association Health Benefit Plans
Bulletin Insurance Bulletin #216 Thu, 09/03/2020 Notice to Policyholders of Proposed Long-Term Care Rate Increase
Bulletin Banking Bulletin #30 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity
Bulletin Insurance Bulletin #153 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity

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Department of Financial Regulation
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89 Main Street, Montpelier, VT 05620 - 3101

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833-337-4685 (toll free)

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