July 17, 2019
The Department of Financial Regulation, Securities Division is writing to inform you of an upcoming fee increase. The Vermont Legislature recently passed a comprehensive fee bill (H.527) that will increase registration and renewal fees in Vermont for the following:
Registration/Renewal Type |
Fees Prior to August 1, 2019 |
Fees as of August 1, 2019 |
Broker-Dealer Agent |
$90.00 |
$120.00 |
Beginning August 1, 2019, registration/renewals processed within the Web CRD will be charged the increased amount. Questions? Please contact the Department Securities Division by email dfr.securitiesinfo@vermont.gov or phone (802) 828-3420.