Securities

The Securities Division administers Vermont’s “Blue Sky Laws” contained in the Vermont Uniform Securities Act, 9 VSA Chapter 150 (Securities Act). The Securities Division is responsible for protecting Vermonters from investment fraud and promoting the development of Vermont’s capital markets by: 

The Vermont Department of Financial Regulation helps protect Vermonters against unfair and unlawful business practices in banking, securities (investments) and insurance. Here are some of the pitfalls to avoid as well as educational and other information to assist you in safeguarding your assets.