Skip to main content

An Official Vermont Government Website

State of Vermont Department of Financial Regulation

DFR Flood Recovery Resources
Consumer Resources
File a Complaint
Proposed Rules and Public Comment
Media and Newsroom

About Us
Banking
Captive Insurance
Insurance
Securities

Search

About Us
Banking
Captive Insurance
Insurance
Securities

LPL Financial LLC

Order

Tuesday, November 20, 2018 - 12:00

Docket No. 18-032-S

Attachment	Size
Printer friendly version of Docket No. 18-032-S (1.15 MB)	1.15 MB

Contact Information

Department of Financial Regulation

Commissioner Kevin Gaffney
89 Main Street • Montpelier, VT 05620-3101
(802) 828-3301 - Main
(833) 337-4685 (toll free)

Division Contacts

Insurance:
Consumers (802) 828-3302
Adjusters/Producers (802) 828-3303
Companies (802) 828-2470

Banking: (802) 828-3307
Captive Insurance: (802) 828-3304
Securities: (802) 828-3420

Public Information
Records Custodian: Victoria Hudson
(802) 828-4872 | Public records/Media inquiries

Employee Information

Office 365
VTHR
Vision

Consumer Resources

File a Complaint
Verify a License
Medicare Supplemental Rates
Health Services Wait Times

Additional Information

DFR Website Feedback
DFR Org Chart
Contact Us
Press Releases

Return to top

Copyright © 2024 State of Vermont All rights reserved. |

Policies
Accessibility Policy
Privacy Policy
Feedback Survey