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Patrick Mazza Amendment to Ex Parte Order to Cease and Desist

Order

Docket No. 20-026-S (Amendment)
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STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION

                                                                                            )

IN RE:  Patrick Mazza                                           )           DOCKET NO. 20-026-S

                Evolution Mentor Capital Inc.         )

                 

Amendment to Ex Parte Order to Cease and Desist

      Based on the Motion of the Securities Division of the Department of Financial Regulation (“the Department”), pursuant to 9 V.S.A. §§ 5403 and 5604 for an order requiring Patrick Mazza and Evolution Mentor Capital Inc., to cease and desist from offering or selling securities within the meaning of 9 V.S.A. § 5102(28) pending further order of the Commissioner  because of violations of 9 V.S.A. §§ 5301, 5401, and 5501 by Mr. Mazza and Evolution and the immediate need to protect the financial health and welfare of Vermont residents who may be affected by Mr. Mazza’s and Evolution’s conduct, the Order entered June 8, 2020, is hereby amended as follows:

 IT IS HEREBY ORDERED:

The Findings of Fact, Conclusions of Law, and Orders dated June 8, 2020 in this docket are hereby incorporated by reference and remain in full force and effect.
TD Bank shall hold the funds wired to Mr. Mazza by the complainant and shall maintain a freeze on those funds pending further Order of the Commissioner.

                        Dated at Montpelier, Vermont this ______ day of June 2020   

 

________________________________________

Michael S. Pieciak, Commissioner

Vermont Department of Financial Regulation