Department of Financial Regulation | State of Vermont

Medicare Advantage and Prescription Drug Plan Marketing Do's and Don'ts

Mon, 12/17/2018 - 12:00

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Department of Financial Regulation Website Offline, Services Continue

Tue, 01/29/2019 - 12:00

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Vermont Surety Bond Form

Fri, 02/01/2019 - 12:00

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Investment Adviser Activity Affidavit

Tue, 01/11/2022 - 12:00

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Broker-Dealer Activity Affidavit

Fri, 02/01/2019 - 12:00

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Securities Complaint Form

Fri, 11/15/2019 - 12:00

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Banking Complaint Form

Thu, 01/31/2019 - 12:00

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Healthcare External Appeal Form

Wed, 04/05/2023 - 12:00

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Insurance Complaint Form

Thu, 01/31/2019 - 12:00

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Filings and Due Dates

CAPTIVE INSURANCE

Filings and Due Dates

Required Filings

If you are a Foreign Risk Retention Group or a Foreign Purchasing Group registered in Vermont, you are required to file information with the State of Vermont per the below list of required filings and due dates.

Foreign Risk Retention Group and Risk Purchasing Group

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