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Broker-Dealer Activity Affidavit

Friday, February 1, 2019 - 12:00

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dfr-securities-broker-dealer-affidavit.pdf (90.11 KB)

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Department of Financial Regulation

Commissioner Kevin Gaffney
89 Main Street • Montpelier, VT 05620-3101
(802) 828-3301 - Main
(833) 337-4685 (toll free)

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Consumers (802) 828-3302
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Records Custodian: Victoria Hudson
(802) 828-4872 | Public records/Media inquiries

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