The Vermont Department of Financial Regulation (“DFR”) enacted legislation to adopt annual continuing education requirements applicable to both state-registered and federal covered investment adviser representatives. Investment advisers play an important role in their clients’ financial lives and Vermont residents will be further protected by ensuring their financial professional’s level of knowledge and competence is maintained or expanded.


Subscribe to RSS - Securities

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

Employee Information