Recent Bankruptcy Cases Highlight the Risks of Investing in Cryptocurrency
December 1, 2022
DFR issues alert to remind Vermont investors about the need for caution when investing in cryptocurrency
Securities
IAR CE
The Vermont Department of Financial Regulation (“DFR”) enacted legislation to adopt annual continuing education requirements applicable to both state-registered and federal covered investment adviser representatives. Investment advisers play an important role in their clients’ financial lives and Vermont residents will be further protected by ensuring their financial professional’s level of knowledge and competence is maintained or expanded.
Celsius Network Files Chapter 11 Bankruptcy
DFR Encourages Celsius Network Investors to Proceed with Caution
Voyager Digital Files Chapter 11 Bankruptcy
Statement of Commissioner Michael S. Pieciak on the Guilty Plea of Bill Stenger
August 11, 2021
Contact: Stephanie Brackin, Information Management Officer, 802-828-4872, stephanie.brackin@vermont.gov
Vermont Department of Financial Regulation Announces Top Investor Threats for 2021
March 11, 2021
Contact: Stephanie Brackin, Information Management Officer, 802-828-4872, stephanie.brackin@vermont.gov
Commissioner Pieciak Cautions Vermont Investors About GameStop Corporation Stock Speculation
January 28, 2021
Contact: Stephanie Brackin, Information Management Officer, 802-828-4872, stephanie.brackin@vermont.gov
DFR Issues Cease and Desist Order Against Individual Posing as Financial Professional
October 14, 2020
Contact: Stephanie Brackin, Information Management Officer, 802-828-4872, stephanie.brackin@vermont.gov
DFR Fines Financial Professionals for Conduct Involving Vulnerable Vermont Adult
March 10, 2020
Contact: Stephanie Brackin, Information Management Officer, 802-828-4872, stephanie.brackin@vermont.gov