Securities

IAR CE

The Vermont Department of Financial Regulation (“DFR”) enacted legislation to adopt annual continuing education requirements applicable to both state-registered and federal covered investment adviser representatives. Investment advisers play an important role in their clients’ financial lives and Vermont residents will be further protected by ensuring their financial professional’s level of knowledge and competence is maintained or expanded.

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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For public records, media inquiries, and press releases visit our Public Information web page

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