Securities

Attorney General Clark and Commissioner Gaffney Announce $595,000 Settlement with Morgan Stanley for Data Security Incidents

Thu, 11/16/2023 - 12:00

Morgan Stanley Media Release

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Attorney General Clark and Commissioner Gaffney Announce $595,000 Settlement with Morgan Stanley for Data Security Incidents

November 16, 2023

Contact: Victoria Hudson, Information Management Officer, 802-828-4872

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DFR Joins NASAA Multi-State Settlement

November 7, 2023

Raymond James to pay more than $12M in restitution and penalties.

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Investor Alert | NPR Report on Crypto Fraud Illustrates Need for Caution

Thu, 07/20/2023 - 12:00

Investor Alert | NPR Report on Crypto Fraud Illustrates Need for Caution

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Investor Alert | Attention: Vermont Investors in Lear Capital - the Plan

Thu, 06/29/2023 - 12:00

Read more about Investor Alert | Attention: Vermont Investors in Lear Capital - the Plan

Investor Alert | Attention: Vermont Investors in Lear Capital

Thu, 06/29/2023 - 12:00

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Investor Alert | Attention: Vermont Investors in Lear Capital

June 29, 2023

Settlement Reached with Lear Capital

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Investor Alert - Updates Regarding Cryptocurrency Bankruptcy Cases

Tue, 05/02/2023 - 12:00

Investor Alert - Updates Regarding Cryptocurrency Bankruptcy Cases

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Investor Alert | Updates Regarding Cryptocurrency Bankruptcy Cases

May 2, 2023

Update Investors on Important Developments in Bankruptcy Cases: Voyager, Celsius, FTX, BlockFi, Genesis

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Recent Bankruptcy Cases Highlight the Risks of Investing in Cryptocurrency

December 1, 2022

DFR issues alert to remind Vermont investors about the need for caution when investing in cryptocurrency

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