WITHDRAWN - Carinthia Ex Parte Order to Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
Securities
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In Re: Colomont, Inc. and Christopher Santee Show Cause Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN RE: COLOMONT, iNC. ) Docket No. 21-050-s
and CHRISTOPHER SANTEE )
SHOW CAUSE ORDER
Clearwater Investment Trust Amendment Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
SECURITIES DIVISION
In the matter of:
Clearwater Investment Trust
)
)
)
)
Docket No. 19-045-S
AMENDMENT TO ORDER
WHEREAS, the Vermont Commissioner of Financial Regulation (the “Commissioner”) is charged with the administration of the Vermont Uniform Securities Act (the “Act”) under 9 V.S.A. § 5601; and
BlockFI Show Cause Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
In Re:
BLOCKFI INC., BLOCKFI LENDING LLC, AND
BLOCKFI TRADING LLC
)
Docket No. 21-025-S
)
)
)
)
)
Show Cause Order
Louis Olave Stipulation and Consent Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN RE: LOUIS OLAVE
)
DOCKET NO. 21-007-S
)
STIPULATION AND CONSENT ORDER
The Vermont Department of Financial Regulation and Louis Olave, Respondent, enter the following Stipulation and Consent Order:
INTRODUCTION AND PARTIES
Therieau Financial Services Final Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
)
Therieau Amendment to Ex Parte Order to Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
)
Krista Scruggs and Zafa Wines Ex Parte Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
)
William J. Therieau Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
)
Order Removing Conditions from in the Matter of John A. Bodnar And International Assets Advisory, LLC International Assets Investment Management, LLC Docket No. 17-011-S, April 28, 2017
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
In the matter of
JOHN A. BODNAR
Docket No. 20-027-S
and
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS INVESTMENT
MANAGEMENT, LLC
Respondents
_____________________________________________
ORDER REMOVING CONDITIONS FROM IN THE MATTER OF JOHN A. BODNAR AND INTERNATIONAL ASSETS ADVISORY, LLC, INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC DOCKET NO. 17-011-S, APRIL 28, 2017
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