Securities
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BlockFi Consent Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
In Re:
DOCKET NO. 21-025-S
BLOCKFI LENDING LLC
WHEREAS, BlockFi Lending LLC (“BlockFi”) is a New Jersey-based financial services company that offered and sold interest-bearing digital asset accounts called BlockFi Interest Accounts (“BIAs”), through which investors lend digital assets to BlockFi in exchange for BlockFi’s promise to provide variable monthly interest payment; and
WITHDRAWN - Carinthia Ex Parte Order to Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN RE: Carinthia 1 L.P. ) DOCKET NO. 21-053-S
Carinthia 2 L.P. )
Ex Parte Order to Cease and Desist
In Re: Colomont, Inc. and Christopher Santee Show Cause Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN RE: COLOMONT, iNC. ) Docket No. 21-050-s
and CHRISTOPHER SANTEE )
SHOW CAUSE ORDER
The Vermont Department of Financial Regulation (the “Department”), upon due consideration of the subject matter hereof, enters the following show cause order.
I.JURSIDICTION
Clearwater Investment Trust Amendment Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
SECURITIES DIVISION
In the matter of:
Clearwater Investment Trust
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Docket No. 19-045-S
AMENDMENT TO ORDER
WHEREAS, the Vermont Commissioner of Financial Regulation (the “Commissioner”) is charged with the administration of the Vermont Uniform Securities Act (the “Act”) under 9 V.S.A. § 5601; and
BlockFI Show Cause Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
In Re:
BLOCKFI INC., BLOCKFI LENDING LLC, AND
BLOCKFI TRADING LLC
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Docket No. 21-025-S
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Show Cause Order
Louis Olave Stipulation and Consent Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
IN RE: LOUIS OLAVE
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DOCKET NO. 21-007-S
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STIPULATION AND CONSENT ORDER
The Vermont Department of Financial Regulation and Louis Olave, Respondent, enter the following Stipulation and Consent Order:
INTRODUCTION AND PARTIES
Therieau Financial Services Final Order
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
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IN RE: WiLLIAM J. THERIEAU & ) docket no. 20-029-S
THERIEAU FINANCIAL SERVICES LLC )
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FINAL ORDER
Therieau Amendment to Ex Parte Order to Cease and Desist
STATE OF VERMONT
DEPARTMENT OF FINANCIAL REGULATION
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IN RE: WiLLIAM J. THERIEAU & ) Docket no. 20-029-S
THERIEAU FINANCIAL SERVICES LLC )
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Amendment To Ex Parte Order To Cease And Desist