Filing Requirements for all Vermont Domestic Captives

CAPTIVE INSURANCE

If you are an existing Vermont licensed captive please see Resources - Lists for our approved service providers, Vermont captive list, checklists and filing requirements, as well as other resources. 

Please see Forms and Templates for new actuary or CPA applications, biographical affidavits, LOC template and audit certification forms, as well as other forms.

Please see Filing Due Date Checklists for domestic due dates by captive type.


All captive filings should be submitted electronically to:

► dfr.captivemail@vermont.gov - for captive mail correspondence requiring regulatory approval (including but not limited to change of business plan, 5-yr pro forma, permitted practice, loan, dividend, waiver or extension); or general notifcations (including but not limited to change of officer/director, change in service provider)

► dfr.captivefinancialfilings@vermont.gov - for captive financial filings (including but not limited to all NAIC and non-NAIC/Vermont domestic related regulatory financial filings, supplemental filings, audited financial statement, actuarial filing, ownership [parent] financials, reinsurer financials) 

IMPORTANT: For Vermont domestic email correspondence please indicate the Vermont License #/Captive Name in the subject line (for all Foreign RRGs please indicate the NAIC#/Captive Name and for Risk Purchasing Groups please indicate company name and assigned #).  Please submit all materials as unsecure with PDFs for same related correspondence combined as one complete file.  

 

Please note our web site is currently under construction, and we appreciate your patience while we continue to update our content.

Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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