Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

Registration in Vermont

 

Risk Retention Groups

If you are a Risk Retention Group domiciled in a state other than Vermont and would like to register to do business in Vermont, please submit the following material:

  1. A copy of the original application package provided to your current state of domicile.
  2. NAIC Risk Retention Group Application with Power of Attorney Form (NAIC Form D).
  3. NAIC Risk Retention Group Reporting Form.
  4. A copy of certificate of authority from your current state of domicile.
  5. Certificate of Good Standing from your current state of domicile (no older than 60 days).
  6. A copy of the original plan of operations and feasibility study and any revisions, if applicable.

For more information on the registration process, please see NAIC RRG Best Practices and NAIC RRG Frequently Asked Questions.


Risk Purchasing Groups

If you are a Purchasing Group domiciled in a state other than Vermont and would like to register to do business in Vermont, please submit the following material:

  1. NAIC Risk Purchasing Group Application with Power of Attorney Form (NAIC Form E).
  2. Evidence that you are qualified as a purchasing group in your current state of domicile (evidence to be no older than 60 days).
Where to Send
Notice & Registration Filings and General Information

Submit electronically to: DFR.CaptiveMail@vermont.gov

or Mail to:

Vermont Department of Financial Regulation - Captive Insurance Division
Val Stark, Captive Administrative Assistant
89 Main Street
Montpelier, VT  05620-3101
Tel:  802-828-3304

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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