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Registration in Vermont

Risk Retention Groups

If you are a Risk Retention Group domiciled in a state other than Vermont and would like to register to do business in Vermont, please submit the following material:

  1. NAIC Risk Retention Group Uniform Registration Form including the Appointment of Attorney 
  2. A copy of certificate of authority from your current state of domicile.
  3. Certificate of Good Standing from your current state of domicile (no older than 60 days)

For more information on the registration process, please see NAIC RRG Best Practices and NAIC RRG Frequently Asked Questions.

Risk Purchasing Groups

If you are a Purchasing Group domiciled in a state other than Vermont and would like to register to do business in Vermont, please submit the following material:

  1. NAIC Risk Purchasing Group Application with Power of Attorney Form (NAIC Form E).
  2. Evidence that you are qualified as a purchasing group in your current state of domicile (evidence to be no older than 60 days).

Where to Send

Notice and Registration Filings and General Information

Submit electronically to: DFR.CaptiveMail@vermont.gov or mail to:

Vermont Department of Financial Regulation - Captive Insurance Division
Val Stark, Captive Administrative Assistant
89 Main Street
Montpelier, VT  05620-3101
Tel:  802-828-3304