Order |
Docket No. 24-007-I |
Wed, 09/25/2024 |
Approval Order - Affiliation of Union Mutual Fire Insurance Company |
Order |
Docket No. 24-016-S |
Tue, 09/17/2024 |
Stipulation and Consent Order NVIP LLC dba Nomadic Value Partners (CRD# 322633) |
Order |
Docket No. 24-006-C |
Tue, 09/17/2024 |
Default Judgment Fleet General Insurance Group Inc. |
Order |
Docket No. 24-014-S |
Wed, 08/14/2024 |
Order Authorizing Dual Registration Under the Vermont Uniform Securities Act In Re Dominik M. Tortes and Dalmore Group LLC, and Nortlov |
Order |
Docket No. 24-008-I |
Mon, 08/05/2024 |
Default Judgment and Order in Re Shari Miller |
Order |
Docket No. 24-010-I |
Mon, 08/05/2024 |
Default Judgment and Order Hermelinda Gomez |
Order |
Docket No. 24-012-I |
Mon, 08/05/2024 |
VALIC NAIC #70238 Stipulation and Consent Order |
Order |
Docket No. 23-003-S |
Thu, 06/27/2024 |
Coinbase Standstill and Tolling Agreement |
Order |
Docket No. 24-004-I |
Tue, 04/30/2024 |
Default Judgment and Order in re: Jeffrey Thompson NPN #19031883 |
Order |
Docket No. 24-003-I |
Wed, 04/10/2024 |
Default Judgment and Order in re: ClaimChoice Administrators, LLC |
Order |
Docket No. 24-005-B |
Fri, 03/22/2024 |
Sigue Corp. Interim Consent Order |
Order |
Docket No. 23-023-I |
Wed, 03/13/2024 |
Default Judgment and Order in Re Ryan Garry |
Order |
Docket No. 23-024-I |
Wed, 03/13/2024 |
Default Judgment and Order in Re Gina Morrow |
Order |
Docket No. 24-001-S |
Mon, 01/22/2024 |
Consent Order in Re TradeStation Crypto, Inc. |
Order |
Docket No. 24-002-S |
Mon, 01/22/2024 |
Order Authorizing Dual Registration Under the Vermont Uniform Securities Act Darraugh Valli, Agent (CRD # 2191309) and Cambridge Investment Research, Inc., Broker (CRD# 39543) et al |
Order |
Docket No. 23-011-I |
Mon, 01/01/2024 |
Coding and Reimbursement for Audio-Only Telephone Services |
Order |
Docket No. 21-050-S |
Thu, 12/14/2023 |
Judgment and Order in Re Colomont, Inc. and Christopher Santee |
Order |
Docket No. 23-21-I |
Tue, 12/12/2023 |
Order Approving Conversion of Granite Mutual Insurance Co to a Stock Insurance Co |
Order |
Docket No. 22-011-S |
Mon, 12/11/2023 |
Stipulation and Consent Order in Re Thomas M. Chadwick, Chadwick & D'Amato |
Order |
Docket No. 23-22-S |
Fri, 12/08/2023 |
Order Authorizing Multiple Registration Under VT Uniform Securities Act Thomas Meringolo, Agent (CRD# 4192542) |
Order |
Docket No. 23-019-S |
Tue, 11/28/2023 |
Exeter Capital Companies, LLC Stipulation and Consent Order |
Order |
Docket No. 23-CV-04806 |
Thu, 11/16/2023 |
Assurance of Voluntary Compliance Morgan Stanley Smith Barney LLC |
Order |
Docket No. 23-017-S |
Fri, 11/03/2023 |
Raymond James & Associates, Inc. Consent Order |
Order |
Docket No. 23-013-S |
Tue, 10/24/2023 |
Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan |
Order |
Docket No. 23-020-B |
Tue, 10/17/2023 |
ACI Payments, Inc.; ACI Worldwide Corp. |