DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name Sort descending | Effective Date | Title |
|---|---|---|---|
| Order | RESCINDED - Docket No. 16-019-S | Thu, 04/04/2019 | First Financial Equity Corporation Order and Consent (Rescinded) |
| Bulletin | Securities Bulletin 15-01-S | Mon, 07/20/2015 | Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings |
| Bulletin | Securities Bulletin S-2018-01 | Mon, 01/08/2018 | Joint Guidance on Providing Advice for Securities and Insurance Products |