DFR Regulations, Orders, Bulletins and Market Conduct Exams
Type Sort descending | Name | Effective Date | Title |
---|---|---|---|
Order | Docket No. 13-047-S | Fri, 11/15/2013 | State Farm Mutual Funds - Electronic Filings |
Order | Docket No. 13-046-S | Mon, 02/24/2014 | In Re: George Jones Lincoln |
Regulation | Reg. S-2016-01 (Revised) | Thu, 12/16/2021 | Vermont Securities Regulations |