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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Sort descending Name Effective Date Title
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 13-046-S Mon, 02/24/2014 In Re: George Jones Lincoln
Regulation Reg. S-2016-01 (Revised) Thu, 12/16/2021 Vermont Securities Regulations