DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 10-028-S | Thu, 03/04/2010 | Lisa Graves Consent Order |
| Order | Docket No. 10-002-S | Fri, 01/08/2010 | Lincoln Financial Securities Consent Order |
| Order | Docket No. 06-043-S | Fri, 07/07/2006 | Applying Provisions of Certain Regulations, Bulletins, Policy Statements, and Orders to the Vermont Securities Act |