Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Regulation Reg. C-2012-01 Wed, 08/01/2012 Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont
Regulation Reg. C-2006-02 Sun, 04/01/2007 Captive Insurance Companies Reinsuring Life Insurance Policies
Regulation Reg. C-1981-02 (Revised) Thu, 06/01/2017 Captive Insurance Financial Regulation
Bulletin Captive Bulletin C-2014-01 Thu, 01/09/2014 Guidance for Special Purpose Financial Insurers
Bulletin Captive Bulletin C-2015-01 Mon, 06/15/2015 Maintaining Regulatory Minimum Capital and Surplus Requirements
Regulation Reg. C-2012-02 (Revised) Wed, 08/01/2012 Risk Retention Group Holding Company Systems
Regulation Reg. C-1999-02 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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Employee Information