State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date |
Title |
|---|---|---|---|
| Regulation | Reg. C-2012-01 | Wed, 08/01/2012 | Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont |
| Regulation | Reg. C-2006-02 | Sun, 04/01/2007 | Captive Insurance Companies Reinsuring Life Insurance Policies |
| Regulation | Reg. C-1981-02 (Revised) | Thu, 06/01/2017 | Captive Insurance Financial Regulation |
| Bulletin | Captive Bulletin C-2014-01 | Thu, 01/09/2014 | Guidance for Special Purpose Financial Insurers |
| Bulletin | Captive Bulletin C-2015-01 | Mon, 06/15/2015 | Maintaining Regulatory Minimum Capital and Surplus Requirements |
| Regulation | Reg. C-2012-02 (Revised) | Wed, 08/01/2012 | Risk Retention Group Holding Company Systems |
| Regulation | Reg. C-1999-02 | Fri, 12/31/1999 | Rules for Captive Insurance Companies Issuing Annuities |
Contact Information
Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
