State of Vermont
Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services.
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type | Name | Effective Date |
Title |
|---|---|---|---|
| Regulation | Reg. C-2012-01 | Wed, 08/01/2012 | Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont |
| Regulation | Reg. C-2006-02 | Sun, 04/01/2007 | Captive Insurance Companies Reinsuring Life Insurance Policies |
| Regulation | Reg. C-1981-02 (Revised) | Thu, 06/01/2017 | Captive Insurance Financial Regulation |
| Bulletin | Captive Bulletin C-2014-01 | Thu, 01/09/2014 | Guidance for Special Purpose Financial Insurers |
| Bulletin | Captive Bulletin C-2015-01 | Mon, 06/15/2015 | Maintaining Regulatory Minimum Capital and Surplus Requirements |
| Regulation | Reg. C-2012-02 (Revised) | Wed, 08/01/2012 | Risk Retention Group Holding Company Systems |
| Regulation | Reg. C-1999-02 | Fri, 12/31/1999 | Rules for Captive Insurance Companies Issuing Annuities |
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
