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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort ascending
Order Docket No. 19-007-I Thu, 02/07/2019 BCBSVT Risk Based Capital Order
Order BB&T -22-013-B Mon, 07/25/2022 BB&T Commercial Equipment Capital Corporation Default Judgment and Order
Order Docket No. 12-003-S Thu, 01/19/2012 Barry Cassese and KC Ward Financial
Order Docket No. 12-023-I Wed, 02/13/2013 Bankers Life Stipulation and Consent Order
Order Docket No. 17-030-S Wed, 11/08/2017 Bankers Life and Casualty
Order Docket No. 22-007-B Wed, 03/16/2022 Bank of Burlington - Order Granting Permission to Organize as an Investor-Owned Universal Financial Institution
Order Docket No. 21-049-S Tue, 09/13/2022 Avantax Stipulation and Consent Order
Bulletin Banking Bulletin #49 Mon, 07/01/2019 Automated Teller Machine Registration
Bulletin Insurance Bulletin #212 Wed, 03/25/2020 Auto Insurance Rating of Military Personnel Upon Their Return to Vermont
Order Docket No. 22-019-I Fri, 06/24/2022 Audio-Only Telephone Services Order
Regulation Reg. H-2021-02-E Wed, 12/08/2021 At Home Covid-19 Antigen Test Coverage
Order Docket No. 23-CV-04806 Thu, 11/16/2023 Assurance of Voluntary Compliance Morgan Stanley Smith Barney LLC
Regulation Reg. I-1986-04 Mon, 12/23/1985 Assessment Regulation
Order Docket No. 06-043-S Fri, 07/07/2006 Applying Provisions of Certain Regulations, Bulletins, Policy Statements, and Orders to the Vermont Securities Act
Order Docket No. 15-026-I Mon, 10/12/2015 Applied Underwriters and SolutionOne Products
Bulletin DFR Bulletin #5 Tue, 11/07/2023 Application of the Security Breach Notice Act to Breaches Involving Data Owners and Third-Party Vendors
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Order Docket No. 19-051-I Mon, 12/16/2019 Anthony John Panza Stipulation and Consent
Regulation Reg. C-2012-01 Wed, 08/01/2012 Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont
Regulation Reg. I-2009-06 (Revised) Sat, 06/01/2019 Annual Financial Reporting
Order Docket No. 13-024-B Sat, 08/31/2013 Amerisave Mortgage - Settlement Agreement and Order
Order Docket No. 22-001-I Tue, 04/05/2022 Amanda Eubank Default Judgment And Order
Order Docket No. 23-012-S Mon, 07/31/2023 Alpenglow Advisors Stipulation and Consent Order
Order Docket No. 21-024-I Wed, 12/08/2021 Allstate Stipulation and Consent Order
Bulletin Health Bulletin #102 Mon, 03/15/1999 Allowable Long Term Care Policies