Order |
Docket No. 12-038-I |
Tue, 01/08/2013 |
In Re: Lance M Zeidman Final Decision and Order |
Order |
Docket No. 12-043-I |
Mon, 01/07/2013 |
In Re: Mark Patrick Santos Default Judgment and Order |
Order |
Docket No. 12-045-I |
Wed, 01/02/2013 |
In Re: Michael Phillip O'Keefe Default Judgment and Order |
Order |
Docket No. 12-050-B |
Thu, 12/06/2012 |
In Re: Border Lodge Credit Union - Amended Order |
Order |
Docket No. 12-020-B and 12-021-B |
Fri, 10/05/2012 |
VSECU Settlement Agreement |
Order |
Docket No. 12-025-I |
Tue, 08/28/2012 |
In Re: Maria Gonzales Stipulation and Consent Order |
Order |
Docket No. 12-011-I |
Wed, 07/18/2012 |
In Re: Michael Paul Ippolito Default Judgment and Order |
Order |
Docket No. 12-027-B |
Tue, 07/03/2012 |
In Re: IH Financial Licenses Inc. Stipulation and Consent |
Order |
Docket No. 12-014-I |
Tue, 05/22/2012 |
In Re: National Council on Compensation Insurance Order Adopting Report of Examination |
Order |
Docket No. 12-012-B |
Fri, 05/11/2012 |
In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition |
Order |
Docket No. 12-007-I |
Fri, 04/20/2012 |
In Re: Roland Matatics Default Judgment and Order |
Order |
Docket No. 12-006-I |
Fri, 04/20/2012 |
In Re: Kevin Whitney |
Order |
Docket No. 12-005-I |
Fri, 04/20/2012 |
In Re: Roy Allen Gray Default Judgment and Order |
Order |
Docket No. 12-022-S |
Mon, 02/13/2012 |
Ronald Berman and Axiom Capital Management Order Removing Conditions |
Order |
Docket No. 12-056-I |
Mon, 01/30/2012 |
In Re: William A Newburn Default Judgment and Order |
Order |
Docket No. 12-003-S |
Thu, 01/19/2012 |
Barry Cassese and KC Ward Financial |
Order |
Docket No. 11-026-S |
Tue, 05/31/2011 |
Michael Williams Stipulation and Consent Order |
Order |
Docket No. 11-008-S |
Fri, 03/04/2011 |
Robert Cully and Winslow, Evans & Crocker |
Order |
Docket No. 11-007-S |
Sun, 02/13/2011 |
Henry Corrao and EKN Financial Services |
Order |
Docket No. 10-080-S |
Thu, 09/23/2010 |
Electronic Notice Filing of Certain Federal Covered Securities with Vermont |
Order |
Docket No. 10-052-S |
Wed, 06/09/2010 |
Buglisi and Rockwell Global Capital Consent Order |
Order |
Docket No. 10-038-S |
Wed, 05/05/2010 |
Van Hamm and Meyers Associates Consent Order |
Order |
Docket No. 10-030-S |
Wed, 04/28/2010 |
Wells Fargo Investments Consent Order |
Order |
Docket No. 10-032-S |
Tue, 04/27/2010 |
Goldman Sachs Consent Order |
Order |
Docket No. 10-029-S |
Mon, 04/19/2010 |
UBS Securities Consent Order |