| Order |
Docket No. 23-017-S |
Fri, 11/03/2023 |
Raymond James & Associates, Inc. Consent Order |
| Order |
Docket No. 16-026-S |
Sun, 06/05/2016 |
Raymond James and Associates - Consent Order |
| Order |
Docket No. 19-068-I |
Wed, 03/04/2020 |
Rebecca Mrozinski Default Judgment and Order |
| Order |
Docket No. 14-022-S |
Mon, 04/07/2014 |
Registration Exemption for SolarCommunities, Inc - Order |
| Order |
Docket No. 16-001-S |
Wed, 06/01/2016 |
Repealing In Part Order 06-023-S |
| Order |
Docket No. 22-015-I |
Wed, 08/17/2022 |
Riley Default Judgment and Order |
| Order |
Docket No. 11-008-S |
Fri, 03/04/2011 |
Robert Cully and Winslow, Evans & Crocker |
| Order |
Docket No. 14-001-S |
Fri, 01/17/2014 |
Robert Jamo and Quasar Distributors, LLC |
| Order |
Docket No. 19-056-I |
Thu, 03/05/2020 |
Robert Lewis Stewart Stipulation and Consent |
| Order |
Docket No. 21-040-I |
Tue, 01/11/2022 |
Robert Schmidt Default Judgment and Order |
| Order |
Docket No. 21-051-S |
Wed, 03/16/2022 |
Robinhood Financial Stipulation and Consent Order |
| Order |
Docket No. 12-022-S |
Mon, 02/13/2012 |
Ronald Berman and Axiom Capital Management Order Removing Conditions |
| Order |
Docket No. 21-039-I |
Mon, 11/22/2021 |
Ronald Sims Default Order and Judgment |
| Order |
Docket No. 23-013-S |
Tue, 10/24/2023 |
Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan |
| Order |
Docket No. 19-54-S |
Mon, 11/25/2019 |
Sally Jane Boyle Stipulation and Consent |
| Order |
Docket No. 13-021-B |
Sun, 07/21/2013 |
Securities Finance Trust Company - Order |
| Order |
Docket No. 19-067-I |
Wed, 03/04/2020 |
Serena Morris Default Judgment and Order |
| Order |
Docket No. 13-010-B |
Mon, 05/13/2013 |
Shelter Mortgage Company - Stipulation and Consent |
| Order |
Docket No. 22-025-I |
Tue, 11/15/2022 |
Sherman Default Judgment and Order |
| Order |
Docket No. 15-021-B |
Tue, 07/07/2015 |
Sherman, Clay and Co - Stipulation and Consent |
| Order |
Docket No. 21-0-005-I |
Sun, 03/06/2022 |
SHIP Ex Parte Order to Cease and Desist |
| Order |
Docket No. 24-005-B |
Fri, 03/22/2024 |
Sigue Corp. Interim Consent Order |
| Order |
Docket No. 22-028-I |
Tue, 11/15/2022 |
Sivels Default Judgment and Order |
| Order |
Docket No. 19-037-I |
Wed, 07/31/2019 |
Small Association Leadership Alliance, et al Ex Parte Order To Cease And Desist |
| Order |
Docket No. 20-009-S |
Fri, 03/06/2020 |
Solium Financial Services LLC Stipulation and Consent |
