Skip to main content

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort descending
Order Docket No. 13-043-I Sun, 11/03/2013 In Re: Vermont Health Connect - Order
Order Docket No. 12-056-I Mon, 01/30/2012 In Re: William A Newburn Default Judgment and Order
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Order Docket No. 18-027-B Wed, 06/13/2018 Internet Escrow Services, Inc.
Order Docket No. 19-029-I and 19-029-S Fri, 12/20/2019 Jack Trainham and Retirement And College Financial Services of Vermont Stipulation and Consent
Order Docket No. 19-065-I Wed, 03/04/2020 Jasmyne Franking Default Order and Judgment
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Oleet and Middlebury Securities, LLC - Order
Order Docket No. 19-016-I Thu, 10/17/2019 Jason Torres Default Judgment and Order
Order Docket No. 19-066-I Wed, 03/04/2020 Jaymore Hicks Default Judgment and Order
Order Docket No. 21-041-I Tue, 01/11/2022 Jeffrey Brown Default Judgment and Order
Order Docket No. 19-062-I Wed, 03/04/2020 Jessica Hendrickson Default Judgment and Order
Order Docket No. 20-006-I Wed, 03/18/2020 Joany Inc Default Judgment and Order
Order Docket No. 20-039-I Tue, 03/23/2021 Joel Pitt Default Judgment and Order
Order Docket No. 03-038-I Wed, 12/01/2004 John Hancock Life Insurance Company Consent Order
Order Docket No. 19-046-I Tue, 11/26/2019 John Hancock Life Insurance Company Stipulation and Consent
Order Docket No. 22-023-I Tue, 11/15/2022 Jones Default Judgment and Order
Order Docket No. 21-050-S Thu, 12/14/2023 Judgment and Order in Re Colomont, Inc. and Christopher Santee
Order Docket No. 19-061-I Wed, 03/04/2020 Kathryn Rodriguez Default Judgment and Order
Order Docket No. 16-023-S Wed, 09/14/2016 KBR Capital Markets - Default Judgment and Order
Order Docket No. 20-007-I Tue, 04/14/2020 Kendra Aleman Default Judgment and Order
Order Docket No. 19-043-I Fri, 03/06/2020 Kimberley Zem Stipulation and Consent Order
Order Docket No. 21-031-I Mon, 11/22/2021 Kimberly Trevino Default Judgment and Order
Order Docket No. 20-034-S Fri, 11/20/2020 Krista Scruggs and Zafa Wines Ex Parte Cease and Desist
Order Docket No. 22-002-I Tue, 04/05/2022 Kristen Joy Szekely Default Judgment and Order
Order Docket No. 21-033-I Fri, 11/05/2021 Kristina Chamis Default Judgment and Order