DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 19-061-I Wed, 03/04/2020 Kathryn Rodriguez Default Judgement and Order
Order Docket No. 16-023-S Wed, 09/14/2016 KBR Capital Markets - Default Judgement and Order
Order Docket No. 20-007-I Tue, 04/14/2020 Kendra Aleman Default Judgement and Order
Order Docket No. 19-043-I Fri, 03/06/2020 Kimberley Zem Stipulation and Consent Order
Order Docket No. 20-034-S Fri, 11/20/2020 Krista Scruggs and Zafa Wines Ex Parte Cease and Desist
Order Docket No. 19-009-I Mon, 04/01/2019 Lafayette Stipulation and Consent Order
Bulletin Insurance Bulletin #122 Sat, 08/01/1998 Laws Enacted During the 1997-1998 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #130 Mon, 01/22/2001 Laws Enacted During the 1999-2000 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #133 Fri, 10/05/2001 Laws Enacted During the 2000-2001 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #144 Thu, 10/30/2003 Laws Enacted During the 2001-2002 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #143 Wed, 08/20/2003 Laws Enacted During the 2003 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #145 Thu, 07/01/2004 Laws Enacted During the 2004 Legislative Session that Affect Insurers Doing Business in Vermont
Bulletin Insurance Bulletin #30 Wed, 03/19/1975 Legal Actions Involving Other Insurance Departments
Regulation Reg. H-2011-01 Thu, 09/15/2011 Licensing Requirements for Mental Health Review Agents
Bulletin Insurance Bulletin #71 Wed, 08/10/1983 Lienholder Interest Coverage Loss Payable Clause Fraud
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Bulletin Insurance Bulletin #113 Mon, 01/06/1997 Life and Health Filing Procedures
Regulation Reg. I-1993-01 Sat, 10/01/1994 Life and Health Insurance Agreements
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. I-1998-01 Mon, 03/01/1999 Life Insurance Illustrations Regulation
Bulletin Insurance Bulletin #62 Fri, 07/08/1983 Life Policy Loans with Adjustable Interest Rates
Bulletin Insurance Bulletin #120 Wed, 07/15/1998 Life, Annuity, and Health Filings
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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