DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Bulletin Health Bulletin #130 Thu, 04/01/2010 Clarification of Effective Dates of Long Term Care Regulation H-2009-01
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Regulation Reg. H-2008-04 (Revised) Thu, 04/01/2010 Health Insurance Claims Administration
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses
Regulation Reg. H-2008-05 Sun, 01/04/2009 Health Insurance Programs Promoting Wellness
Bulletin Insurance Bulletin #156 Mon, 11/24/2008 Producer Bulletin
Bulletin Health Bulletin #129 Mon, 11/24/2008 Producer Bulletins
Bulletin Health Bulletin #128 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to Department
Bulletin Insurance Bulletin #155 Thu, 11/13/2008 Mandatory Use of SERFF and EFT for Submitting Filings to the Department
Bulletin Health Bulletin #127 Mon, 10/06/2008 Discrimination Against Disability Due to a Mental Health Condition Prohibited in Disability Income Replacement Insurance
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2007-04 Fri, 04/11/2008 Military Sales Practices
Regulation Reg. I-2007-03 Fri, 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Regulation Reg. I-2000-02 (Revised) Thu, 11/22/2007 Continuing Education Requirements for Insurance Producers
Bulletin Health Bulletin #125 Fri, 08/03/2007 Health Insurance Laws Enacted During the 2007 Legislative Session
Bulletin Banking Bulletin #30 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity
Bulletin Insurance Bulletin #153 Mon, 07/23/2007 Notice of the Enactment of Act 41, An Act Related to Prohibiting Discrimination on the Basis of Gender Identity

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Department of Financial Regulation
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89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
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833-337-4685 (toll free)

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