DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort descending
Order Docket No. 19-037-I Wed, 07/31/2019 Small Association Leadership Alliance, et al Ex Parte Order To Cease And Desist
Bulletin Insurance Bulletin #217 Tue, 09/22/2020 Small Employer Coverage; Residence of Employees
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Order Docket No. 20-009-S Fri, 03/06/2020 Solium Financial Services LLC Stipulation and Consent
Bulletin Insurance Bulletin #69 Mon, 07/18/1983 Standard Non-Forfeiture and Valuation Laws for Life Insurance
Bulletin Insurance Bulletin #137 Tue, 01/01/2002 Standards for Commercial Lines Terrorism Exclusions Covering Vermont Risks; Expedited Approval for Certain Types of Commercial Lines Terrorism Exclusions
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Bulletin Banking Bulletin #37 Fri, 10/05/2012 State Chartered Credit Unions
Bulletin Insurance Bulletin #57 Fri, 02/26/1982 State Cooperation - Prosecution of Federal Medigap Law Violations
Order Docket No. 15-018-I Mon, 06/15/2015 State Farm Fire and Casualty - Stipulation and Consent
Order Docket No. 20-018-I Thu, 08/06/2020 State Farm Life Insurance Stipulation and Consent
Order Docket No. 13-047-S Fri, 11/15/2013 State Farm Mutual Funds - Electronic Filings
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Bulletin Banking Bulletin #32 Mon, 12/10/2007 Statement of Subprime Mortgage Lending
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Order Docket No. 18-049-S Tue, 11/27/2018 Stock Investment Management Inc.
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans
Bulletin Insurance Bulletin #203 Tue, 02/19/2019 Submitting MEWA and Association Health Plan Advertising and Marketing Materials to the Department
Bulletin Insurance Bulletin #129 Sun, 01/07/2001 Suitability Requirements for Variable Insurance Products
Regulation Reg. H-2020-01-E Fri, 03/20/2020 Suspension of Credentialing Verification Practices
Bulletin Insurance Bulletin #63 Mon, 12/20/1982 Temporomandibular Joint Disorders
Order Docket No. 20-015-I Tue, 06/09/2020 Teon Sumpter Default Judgement and Order
Order Docket No. 20-029-S (Amendment) Fri, 12/11/2020 Therieau Amendment to Ex Parte Order to Cease and Desist

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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