DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Date Titlesort ascending
Order Docket No. 20-009-S Fri, 03/06/2020 Solium Financial Services LLC Stipulation and Consent
Bulletin Insurance Bulletin #135 Thu, 12/13/2001 Social Host Endorsement for Homeowner Policies
Bulletin Insurance Bulletin #136 Thu, 12/13/2001 Social Host Endorsement for Automobile Liability Policies
Bulletin Insurance Bulletin #217 Tue, 09/22/2020 Small Employer Coverage; Residence of Employees
Order Docket No. 19-037-I Wed, 07/31/2019 Small Association Leadership Alliance, et al Ex Parte Order To Cease And Desist
Regulation Reg. I-2018-03 Thu, 05/23/2019 Short-Term, Limited-Duration Health Insurance
Order Docket No. 21-0-005-I Sun, 03/06/2022 SHIP Ex Parte Order to Cease and Desist
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 19-067-I Wed, 03/04/2020 Serena Morris Default Judgement and Order
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Order Docket No. 19-024-S Mon, 11/25/2019 Sally Jane Boyle Stipulation and Consent
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Bulletin Insurance Bulletin #98 Wed, 06/27/1990 Sale of Credit Unemployment Insurance through Banks Illegal
Bulletin Insurance Bulletin #55 Mon, 06/20/1994 Safe Driver Insurance Plan Surcharges
Regulation Reg. I-1997-01 Sat, 05/10/1997 Rules Providing for Oversight of Fees Charged by the National Association of Insurance Commissioners and Retaliatory Action by the State of Vermont
Regulation Reg. I-1995-03 Fri, 09/01/1995 Rules Governing Nonprofit Corporation Workers' Compensation Programs
Regulation Reg. I-1990-01 (Revised) Tue, 07/23/2019 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg. C-1999-02 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Order Docket No. 21-039-I Mon, 11/22/2021 Ronald Sims Default Order and Judgement
Order Docket No. 12-022-S Mon, 02/13/2012 Ronald Berman and Axiom Capital Management Order Removing Conditions
Order Docket No. 21-051-S Wed, 03/16/2022 Robinhood Financial Stipulation and Consent Order

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Department of Financial Regulation
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89 Main Street, Montpelier, VT 05620 - 3101

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