Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort descending Title
Order Docket No. 12-012-B Fri, 05/11/2012 In Re: 8 VSA Chapter 73 - Order for Financial Advisors to Obtain Mortgage Loan Originator License Transition
Order Docket No. 12-014-I Tue, 05/22/2012 In Re: National Council on Compensation Insurance Order Adopting Report of Examination
Order Docket No. 12-027-B Tue, 07/03/2012 In Re: IH Financial Licenses Inc. Stipulation and Consent
Order Docket No. 12-011-I Wed, 07/18/2012 In Re: Michael Paul Ippolito Default Judgement and Order
Regulation Reg. C-2012-01 Wed, 08/01/2012 Annual Financial Reporting Regulation for Risk Retention Groups Chartered in Vermont
Regulation Reg. C-2012-02 (Revised) Wed, 08/01/2012 Risk Retention Group Holding Company Systems
Order Docket No. 12-025-I Tue, 08/28/2012 In Re: Maria Gonzales Stipulation and Consent Order
Bulletin Banking Bulletin #37 Fri, 10/05/2012 State Chartered Credit Unions
Order Docket No. 12-020-B and 12-021-B Fri, 10/05/2012 VSECU Settlement Agreement
Bulletin Insurance Bulletin #170 Wed, 10/10/2012 Coverage for Telemedicine Services
Bulletin Banking Bulletin #38 Thu, 11/01/2012 Clarification on Declared Rate for High Rate Loans
Bulletin Health Bulletin #135 Mon, 11/05/2012 Integration of the Treatment for Mental Health, Substance Abuse, Physical Health
Bulletin Insurance Bulletin #172 Thu, 11/15/2012 Adjuster Licensing Requirements and Staff Adjusters
Order Docket No. 12-050-B Thu, 12/06/2012 In Re: Border Lodge Credit Union - Amended Order
Order Docket No. 12-045-I Wed, 01/02/2013 In Re: Michael Phillip O'Keefe Default Judgement and Order
Order Docket No. 12-043-I Mon, 01/07/2013 In Re: Mark Patrick Santos Default Judgement and Order
Order Docket No. 12-038-I Tue, 01/08/2013 In Re: Lance M Zeidman Final Decision and Order
Order Docket No. 12-042-I Fri, 01/11/2013 In Re: Robin Louella Hixon Default Judgement and Order
Order Docket No. 12-049-I Fri, 01/18/2013 In Re: Joan Louise Warner Default Judgement and Order
Order Docket No. 12-048-I Fri, 01/18/2013 In Re: Crystal F Welle Default Judgement and Order
Order Docket No. 12-047-I Fri, 01/18/2013 In Re: Dylan A Molina Default Judgement and Order
Order Docket No. 12-044-I Fri, 01/18/2013 In Re: Tasheanna Barnes Default Judgement and Order
Order Docket No. 12-052-I Tue, 01/22/2013 In Re: Jeffrey Douglas Penta Default Judgement and Order
Order Docket No. 13-001-S Fri, 02/08/2013 UVEST Financial Services Group Consent Order
Order Docket No. 12-031-I Sun, 02/10/2013 Horace Mann Insurance Stipulation and Consent Order

Pages

Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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