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DFR Regulations, Orders, Bulletins and Market Conduct Exams

Regulation Bulletins
Type Name Effective Date Title Sort descending
Regulation Reg. I-1997-02 Sat, 08/16/1997 Risk Based Capital (RBC) for Property and Casualty Insurers
Regulation Reg. C-2012-02 (Revised) Sat, 12/31/2016 Risk Retention Group Holding Company Systems
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo and Quasar Distributors, LLC
Order Docket No. 19-056-I Thu, 03/05/2020 Robert Lewis Stewart Stipulation and Consent
Order Docket No. 21-040-I Tue, 01/11/2022 Robert Schmidt Default Judgment and Order
Order Docket No. 21-051-S Wed, 03/16/2022 Robinhood Financial Stipulation and Consent Order
Order Docket No. 12-022-S Mon, 02/13/2012 Ronald Berman and Axiom Capital Management Order Removing Conditions
Order Docket No. 21-039-I Mon, 11/22/2021 Ronald Sims Default Order and Judgment
Regulation Reg. C-1999-02 Fri, 12/31/1999 Rules for Captive Insurance Companies Issuing Annuities
Regulation Reg. I-1990-01 (Revised) Tue, 07/23/2019 Rules Governing Intermunicipal Insurance Agreements
Regulation Reg. I-1995-03 Fri, 09/01/1995 Rules Governing Nonprofit Corporation Workers' Compensation Programs
Regulation Reg. I-1997-01 Sat, 05/10/1997 Rules Providing for Oversight of Fees Charged by the National Association of Insurance Commissioners and Retaliatory Action by the State of Vermont
Bulletin Insurance Bulletin #55 Mon, 06/20/1994 Safe Driver Insurance Plan Surcharges
Order Docket No. 23-013-S Tue, 10/24/2023 Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan
Bulletin Insurance Bulletin #98 Wed, 06/27/1990 Sale of Credit Unemployment Insurance through Banks Illegal
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 19-54-S Mon, 11/25/2019 Sally Jane Boyle Stipulation and Consent
Regulation Reg. B-1999-01 Wed, 12/01/1999 Secured Credit Cards
Order Docket No. 13-021-B Sun, 07/21/2013 Securities Finance Trust Company - Order
Bulletin DFR Bulletin #4 Fri, 06/05/2020 Security Breach Notice Act Bulletin
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Order Docket No. 19-067-I Wed, 03/04/2020 Serena Morris Default Judgment and Order
Order Docket No. 13-010-B Mon, 05/13/2013 Shelter Mortgage Company - Stipulation and Consent
Order Docket No. 22-025-I Tue, 11/15/2022 Sherman Default Judgment and Order