DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Insurance Bulletin #197 Wed, 12/20/2017 Application of Statutory Employee Exception Following Koski
Order Docket No. 17-023-B Mon, 12/18/2017 In Re: Yapstone Holdings, Inc
Bulletin Insurance Bulletin #199 Fri, 11/10/2017 Bulletin Authorizing the Use of Catastrophe Adjusters and Appraisers During Catastrophe or Extraordinary Loss Events
Order Docket No. 17-030-S Wed, 11/08/2017 Bankers Life and Casualty
Bulletin Insurance Bulletin #196 Mon, 10/16/2017 Health Insurance Coverage for Part-Time Employees
Bulletin Insurance Bulletin #195 Wed, 10/04/2017 Coding of Screening Mammograms
Order Docket No. 17-022-S Tue, 08/08/2017 In Re: People's Securities, Inc
Order Docket No. 17-016-I Tue, 08/01/2017 In Re: Liberty Mutual
Order Docket No. 17-014-B Mon, 07/03/2017 In Re: DOXO, Inc
Order Docket No. 17-009-I Sun, 07/02/2017 In Re: InsuranceTek
Order Docket No. 17-018-S Sun, 07/02/2017 In Re: Rodney Winthrop Thompson
Order Docket No. 17-021-B Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Bulletin Banking Bulletin #47 Thu, 06/29/2017 Money Transmitter Receipts Guidance and Transition Period
Order Docket No. 16-036-I Mon, 06/26/2017 In Re: Deborah LeFaivre - Default Judgement and Order
Bulletin Banking Bulletin #46 Mon, 06/19/2017 Motor Vehicle Retail Installment Sales Finance Act Guidance
Order Docket No. 17-017-B Thu, 06/15/2017 State Regulatory Registry LLC and NMLS
Order Docket No. 17-015-B Thu, 06/15/2017 Glenview Auto Loan Amended Order to Cease and Desist
Bulletin Insurance Bulletin #194 Wed, 06/07/2017 Expense Discounts for Medicare Supplemental Insurance Policies
Regulation Reg. C-1981-02 (Revised) Thu, 06/01/2017 Captive Insurance Financial Regulation
Order Docket No. 17-010-I Thu, 05/18/2017 USAA
Regulation Reg. I-2016-02 Mon, 05/15/2017 Business Entity Limited Lines Producer for Travel Insurance License
Order Docket No. 17-013-B Mon, 05/08/2017 North American Securities Administrators Association
Order Docket No. 17-015-B Sun, 05/07/2017 Glenview Auto Loan ExParte Order to Cease and Desist
Bulletin Insurance Bulletin #193 Thu, 05/04/2017 Tobacco Cessation Programs

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Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE

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