DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Bulletin Insurance Bulletin #161 Wed, 06/15/2011 Sales or Investment Advice Related to Securities Products by Insurance Producers
Order Docket No. 11-026-S Tue, 05/31/2011 Michael Williams Stipulation and Consent Order
Bulletin Health Bulletin #134 Mon, 05/16/2011 Clarification of the Effect on Member Payments when an Exception to a Pharmacy Benefit Management Program
Bulletin Insurance Bulletin #160 Sun, 05/15/2011 New Property and Casualty Rates and Forms Filing Procedures
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Bulletin Health Bulletin #133 Thu, 04/14/2011 Coverage for Diagnosis and Treatment of Autism Spectrum Disorders
Order Docket No. 11-008-S Fri, 03/04/2011 Robert Cully and Winslow, Evans & Crocker
Bulletin Health Bulletin #132 Tue, 02/15/2011 Consumer Protection and Quality Requirements for Managed Care Organizations, Rule H-2009-03
Order Docket No. 11-007-S Sun, 02/13/2011 Henry Corrao and EKN Financial Services
Order Docket No. 10-080-S Thu, 09/23/2010 Electronic Notice Filing of Certain Federal Covered Securities with Vermont
Bulletin Health Bulletin #131 Thu, 08/12/2010 Transition date for Compliance with Revisions of 8 VSA 4089b, Health Insurance Coverage, Mental Health, and Substance Abuse
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Order Docket No. 10-052-S Wed, 06/09/2010 Buglisi and Rockwell Global Capital Consent Order
Bulletin Insurance Bulletin #158 Mon, 06/07/2010 Withdrawal of Unnecessary or Superseded Bulletins
Order Docket No. 10-038-S Wed, 05/05/2010 Van Hamm and Meyers Associates Consent Order
Order Docket No. 10-030-S Wed, 04/28/2010 Wells Fargo Investments Consent Order
Order Docket No. 10-032-S Tue, 04/27/2010 Goldman Sachs Consent Order
Order Docket No. 10-029-S Mon, 04/19/2010 UBS Securities Consent Order
Order Docket No. 10-031-S Mon, 04/05/2010 Stifel, Nicolaus and Co Consent Order
Bulletin Health Bulletin #130 Thu, 04/01/2010 Clarification of Effective Dates of Long Term Care Regulation H-2009-01
Regulation Reg. H-2008-04 (Revised) Thu, 04/01/2010 Health Insurance Claims Administration
Regulation Reg. H-2009-01 Thu, 04/01/2010 Long-Term Care Insurance
Order Docket No. 10-028-S Thu, 03/04/2010 Lisa Graves Consent Order
Order Docket No. 10-002-S Fri, 01/08/2010 Lincoln Financial Securities Consent Order
Bulletin Insurance Bulletin #157 Mon, 01/04/2010 Limited Lines Producer Licenses

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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