State of Vermont
Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services.
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 15-022-I | Wed, 03/09/2016 | In Re: Travelers - Stipulation and Consent |
| Order | Docket No. 15-024-I | Thu, 07/07/2016 | In Re: Interstate National Dealer - Stipulation and Consent |
| Order | Docket No. 15-026-I | Mon, 10/12/2015 | Applied Underwriters and SolutionOne Products |
| Order | Docket No. 15-028-I | Fri, 10/30/2015 | Mark Bean Stipulation and Consent |
| Order | Docket No. 15-033-B | Fri, 11/06/2015 | Ocwen Loan Servicing, LLC - Consent Agreement |
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
| Order | Docket No. 16-001-S | Wed, 06/01/2016 | Repealing In Part Order 06-023-S |
| Order | Docket No. 16-007-I | Mon, 03/07/2016 | In Re; Liberty Insurance - Stipulation and Consent |
| Order | Docket No. 16-008-I | Wed, 01/06/2016 | Phenix Mutual Fire Insurance - Stipulation and Consent |
| Order | Docket No. 16-010-B | Mon, 05/23/2016 | Prosper Marketplace Inc |
| Order | Docket No. 16-011-S, 16-012-S | Tue, 09/13/2016 | In Re: Alan Dauphin - Stipulation and Consent |
| Order | Docket No. 16-013-B | Thu, 06/30/2016 | In Re: PMAC Lending Services, Inc |
| Order | Docket No. 16-016-B | Thu, 05/19/2016 | In Re: PayPal |
| Order | Docket No. 16-017-I | Mon, 06/27/2016 | In Re: Ryan Moore - Stipulation and Consent |
| Order | Docket No. 16-019-B | Thu, 06/09/2016 | In Re: Benaissance |
| Order | Docket No. 16-019-I | Thu, 06/02/2016 | In Re: Credit Card-Related Insurance Benefits |
| Order | Docket No. 16-020-S | Thu, 09/01/2016 | Aletheia Securities, Inc - Default Judgement and Order |
| Order | Docket No. 16-021-S | Thu, 09/01/2016 | Obsidian Financial Group, LLC - Default Judgement and Order |
| Order | Docket No. 16-022-S | Tue, 09/06/2016 | EKN Financial Services, Inc - Default Judgement and Order |
| Order | Docket No. 16-023-S | Wed, 09/14/2016 | KBR Capital Markets - Default Judgement and Order |
| Order | Docket No. 16-024-I | Tue, 06/28/2016 | In Re: Stop Loss Attachment Points |
| Order | Docket No. 16-025-S | Thu, 06/09/2016 | Wells Fargo Advisors LLC |
| Order | Docket No. 16-026-S | Sun, 06/05/2016 | Raymond James and Associates - Consent Order |
| Order | Docket No. 16-027-S | Thu, 08/25/2016 | In Re: Gregory Lambesis - Stipulation and Consent |
| Order | Docket No. 16-029-I | Wed, 09/07/2016 | In Re: Brendan Mayworm Stipulation and Consent |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
