State of Vermont
DFR Regulations, Orders, Bulletins and Market Conduct Exams
| Type |
Name |
Effective Date | Title |
|---|---|---|---|
| Order | Docket No. 15-021-B | Tue, 07/07/2015 | Sherman, Clay and Co - Stipulation and Consent |
| Order | Docket No. 15-022-I | Wed, 03/09/2016 | In Re: Travelers - Stipulation and Consent |
| Order | Docket No. 15-024-I | Thu, 07/07/2016 | In Re: Interstate National Dealer - Stipulation and Consent |
| Order | Docket No. 15-026-I | Mon, 10/12/2015 | Applied Underwriters and SolutionOne Products |
| Order | Docket No. 15-028-I | Fri, 10/30/2015 | Mark Bean Stipulation and Consent |
| Order | Docket No. 15-033-B | Fri, 11/06/2015 | Ocwen Loan Servicing, LLC - Consent Agreement |
| Order | Docket No. 15-040-B | Mon, 11/09/2015 | Prospect Mortgage, LLC - Settlement Agreement and Order |
| Order | Docket No. 16-001-S | Wed, 06/01/2016 | Repealing In Part Order 06-023-S |
| Order | Docket No. 16-007-I | Mon, 03/07/2016 | In Re; Liberty Insurance - Stipulation and Consent |
| Order | Docket No. 16-008-I | Wed, 01/06/2016 | Phenix Mutual Fire Insurance - Stipulation and Consent |
| Order | Docket No. 16-010-B | Mon, 05/23/2016 | Prosper Marketplace Inc |
| Order | Docket No. 16-011-S, 16-012-S | Tue, 09/13/2016 | In Re: Alan Dauphin - Stipulation and Consent |
| Order | Docket No. 16-013-B | Thu, 06/30/2016 | In Re: PMAC Lending Services, Inc |
| Order | Docket No. 16-016-B | Thu, 05/19/2016 | In Re: PayPal |
| Order | Docket No. 16-017-I | Mon, 06/27/2016 | In Re: Ryan Moore - Stipulation and Consent |
| Order | Docket No. 16-019-B | Thu, 06/09/2016 | In Re: Benaissance |
| Order | Docket No. 16-019-I | Thu, 06/02/2016 | In Re: Credit Card-Related Insurance Benefits |
| Order | Docket No. 16-020-S | Thu, 09/01/2016 | Aletheia Securities, Inc - Default Judgement and Order |
| Order | Docket No. 16-021-S | Thu, 09/01/2016 | Obsidian Financial Group, LLC - Default Judgement and Order |
| Order | Docket No. 16-022-S | Tue, 09/06/2016 | EKN Financial Services, Inc - Default Judgement and Order |
| Order | Docket No. 16-023-S | Wed, 09/14/2016 | KBR Capital Markets - Default Judgement and Order |
| Order | Docket No. 16-024-I | Tue, 06/28/2016 | In Re: Stop Loss Attachment Points |
| Order | Docket No. 16-025-S | Thu, 06/09/2016 | Wells Fargo Advisors LLC |
| Order | Docket No. 16-026-S | Sun, 06/05/2016 | Raymond James and Associates - Consent Order |
| Order | Docket No. 16-027-S | Thu, 08/25/2016 | In Re: Gregory Lambesis - Stipulation and Consent |
Pages
Contact Information
Department of Financial Regulation
Consumer Services
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)
Public Information
For public records, media inquiries, and press releases visit our Public Information web page.
