Guidance for Registration Requirements for Investment Advisers and Investment Adviser Representatives
S-2025-01 | Guidance for Registration Requirements for Investment Advisers and Investment Adviser Representatives • April 2, 2025
Securities
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Stipulation and Consent Order re: Plutus Financial Inc., dba Abra
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In Re: Plutus Financial Inc., dba Abra, Plutus Lending LLC, Abra Boost LLC, and Plutus Financial Holdings Inc. and William “Bill” Barhydt
In re: Douglas J. McCauley and Madison Avenue Securities, LLC
In re: Douglas J. McCauley and Madison Avenue Securities, LLC
Docket No. 09-075-S • Order dated April 3, 2025
Stipulation and Consent Order NVIP LLC dba Nomadic Value Partners (CRD# 322633)
Stipulation and Consent Order NVIP LLC dba Nomadic Value Partners (CRD# 322633) • Docket No. 24-016-S
Order Authorizing Dual Registration Under the Vermont Uniform Securities Act In Re Dominik M. Tortes and Dalmore Group LLC, and Nortlov
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Coinbase Standstill and Tolling Agreement
Docket No. 23-003-S | In re: Coinbase Global, Inc. and Coinbase, Inc. • Standstill and Tolling Agreement