Raymond James & Associates, Inc. Consent Order
Consent Order in Re: Raymond James & Associates, Inc. (“RJA”) and Raymond James Financial Services, Inc. (“RJFS”) (RJA and RJFS collectively “Respondents).
Securities
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Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan
DOCKET NO. 23-013-S
In Re: Safeguard Metals LLC | Jeffrey Ikahn FKA Jeffrey Santulan
Alpenglow Advisors Stipulation and Consent Order
In Re Alpenglow Advisors, LLC | Docket No. 23-012-S | Stipulation and Consent Order
Ex Parte Order to Cease and Desist | Plutus Financial dba Abra
IN RE:
PLUTUS FINANCIAL INC. D/B/A/ ABRA;
PLUTUS LENDING LLC; ABRA BOOST LLC;
PLUTUS FINANCIAL HOLDINGS INC.; AND WILLIAM BARHYDT
Coinbase Global, Inc. Show Cause Order
Docket No. 23-003-S
Coinbase Global, Inc. (“Coinbase Global”)
Coinbase, Inc.,
Coinbase Global and Coinbase, Inc. are referred to herein collectively as “Coinbase” or the “Respondents.”