Securities

IN RE:
PLUTUS FINANCIAL INC. D/B/A/ ABRA;
PLUTUS LENDING LLC; ABRA BOOST LLC;
PLUTUS FINANCIAL HOLDINGS INC.; AND WILLIAM BARHYDT

Docket No. 23-003-S
Coinbase Global, Inc. (“Coinbase Global”)
Coinbase, Inc.,
Coinbase Global and Coinbase, Inc. are referred to herein collectively as “Coinbase” or the “Respondents.”

STATE OF VERMONT

DEPARTMENT OF FINANCIAL REGULATION

In Re:

NEXO INC.,

NEXO CAPITAL INC.,

AND NEXO FINANCIAL LLC

)

Docket No. 22-022-S

)

)

)

)

EX PARTE ORDER TO CEASE AND DESIST

STATE OF VERMONT

DEPARTMENT OF FINANCIAL REGULATION

                                                                        )

IN RE: AVantax INVESTMENT              )              docket no. 21-049-s

SERVICES, INC.                                           )

(CRD # 13686)                                               )

                                                                        )

STIPULATION AND CONSENT ORDER

STATE OF VERMONT

DEPARTMENT OF FINANCIAL REGULATION

                                                                        )

IN RE: STEPHEN POLAK                           )              docket no. 21-048-s

(CRD # 5228523)                                           )

                                                                        )

STIPULATION AND CONSENT ORDER