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Securities Fee Increases

July 17, 2019

The Department of Financial Regulation, Securities Division is writing to inform you of an upcoming fee increase. The Vermont Legislature recently passed a comprehensive fee bill (H.527) that will increase registration and renewal fees in Vermont for the following:

Registration/Renewal Type

Fees Prior to August 1, 2019

Fees as of August 1, 2019

Broker-Dealer Agent



Beginning August 1, 2019, registration/renewals processed within the Web CRD will be charged the increased amount. Questions? Please contact the Department Securities Division by email or phone (802) 828-3420.

Securities Fees