Statement from Commissioner Pieciak: DFR staff continue to work remotely and will do so until further notice. The department is still conducting business, however there may be some temporary delays in DFR services. 

Securities Fee Increases

17 July 2019

The Department of Financial Regulation, Securities Division is writing to inform you of an upcoming fee increase. The Vermont Legislature recently passed a comprehensive fee bill (H.527) that will increase registration and renewal fees in Vermont for the following:

Registration/Renewal Type

Fees Prior to August 1, 2019

Fees as of August 1, 2019

Broker-Dealer Agent



Beginning August 1, 2019, registration/renewals processed within the Web CRD will be charged the increased amount.  If you have questions please contact Amanda Smith, Registration and Administrative Manager or 802-828-3423.

Securities Fees


Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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Employee Information