DFR's corporate finance staff facilitates capital formation by assisting companies seeking to raise capital while protecting Vermont investors.
You can learn more about registration, exemptions, and notice filings using the menu to the left.
Additional national resources are available through:
The U.S. Securities and Exchange Commission's Office of the Advocate for Small Business Capital Formation is a beneficial educational resource for Vermont small business issuers and potential issuers. The Advocate's website (note the title on their main page "Small Business Capital Raising Educational Resources") is available at: