DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Namesort ascending Effective Date Title
Bulletin Securities Bulletin S-2018-01 Mon, 01/08/2018 Joint Guidance on Providing Advice for Securities and Insurance Products
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Regulation Reg. S-2016-01 (Revised) Mon, 05/15/2017 Vermont Securities Regulations
Regulation Reg. IH-2001-01 Sat, 11/17/2001 Privacy of Consumer Financial and Health Information Regulation
Regulation Reg. I-2018-03 Thu, 05/23/2019 Short-Term, Limited-Duration Health Insurance
Regulation Reg. I-2018-02-E Thu, 01/03/2019 Self-Insured Multiple Employer Welfare Arrangements and Association Health Plans
Regulation Reg. I-2018-01 Fri, 01/25/2019 Fully-Insured Multiple Employer Welfare Arrangements And Association Health Plans
Regulation Reg. I-2016-02 Mon, 05/15/2017 Business Entity Limited Lines Producer for Travel Insurance License
Regulation Reg. I-2016-01 Sat, 12/24/2016 Online Posting of Prescription Drug Formularies by Health Insurers
Regulation Reg. I-2015-01 Wed, 03/30/2016 Corporate Governance Annual Disclosure
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Regulation Reg. I-2013-01 Tue, 10/01/2013 Guidelines for Distinguishing Between Primary and Specialty Mental Health and Substance Abuse Services
Regulation Reg. I-2012-01 Mon, 04/15/2013 Business Entity Limited Lines Producer License for Portable Electronics Insurance
Regulation Reg. I-2010-03 Mon, 05/09/2011 Property and Casualty Insurance Filing Procedures and Reporting Requirements
Regulation Reg. I-2010-02 Fri, 07/09/2010 Life and Health Actuarial Opinion and Memorandum Regulation
Regulation Reg. I-2009-06 (Revised) Mon, 01/04/2010 Annual Financial Reporting
Regulation Reg. I-2007-04 Fri, 04/11/2008 Military Sales Practices
Regulation Reg. I-2007-03 Fri, 12/21/2007 Recognition of Preferred Mortality Tables for Use in Determining Minimum Reserve Liabilities
Regulation Reg. I-2007-02 Thu, 05/01/2008 Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2007-01 Thu, 05/01/2008 Business Entity Limited Lines Producer License for Credit Insurance
Regulation Reg. I-2005-01 Sun, 02/20/2005 Recognition of the 2001 CSO Mortality Table for Use in Determining Minimum Reserve Liabilities and Nonforfeiture Benefits Model Regulation
Regulation Reg. I-2002-03 Fri, 10/10/2003 Standards for Safeguarding Customer Information
Regulation Reg. I-2002-02 Fri, 10/15/2004 Business Entity Limited Lines Producer License for Rental Car Insurance
Regulation Reg. I-2001-03 Fri, 03/01/2002 Life Insurance and Annuities Replacement
Regulation Reg. I-2000-02 (Revised) Thu, 11/22/2007 Continuing Education Requirements for Insurance Producers

Pages

Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

Twitter icon
Facebook icon
LinkedIn icon

 

 

 

 

Employee Information