DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Regulation Reg. B-2015-01 Thu, 01/01/2015 Non-Discrimination in Financial Services
Regulation Reg. I-1971-02 (Revised) Thu, 12/25/2014 Insurance Holding Company Systems
Order Docket No. 14-088-B Mon, 12/22/2014 Debra Kinney - Order
Order Docket No. 13-011-I Wed, 12/17/2014 In Re: Prest and Associates - Stipulation and Consent
Order Docket No. 14-092-I Wed, 12/03/2014 In Re: Oristano Capital, LLC - Stipulation and Consent
Order Docket No. 14-089-S Mon, 12/01/2014 UBS Financial Services - Consent Order
Regulation Reg. I-1993-02 (Revised) Thu, 10/16/2014 Defining Standards and Commissioner's Authority for Companies Deemed to Be in Hazardous Financial Condition
Regulation Reg. B-2014-02 Wed, 10/01/2014 Mortgage Brokers
Order Docket No. 14-026-I Mon, 09/15/2014 In Re: Deborah Lefaivre - Consent Order
Order Docket No. 14-039-I Wed, 09/10/2014 In Re: Jillian Wood - Stipulation and Consent
Order Docket No. 14-040-I Fri, 08/15/2014 In Re: Steve Stokeling - Default Judgement and Order
Regulation Reg. B-2006-01 (Revised) Tue, 07/01/2014 State-Chartered Credit Unions
Regulation Reg. B-2014-01 Tue, 07/01/2014 Record Retention
Order Docket No. 14-028-B Thu, 06/12/2014 In Re: MH Pillars, Inc - Stipulation and Consent
Order Docket No. 14-024-S Tue, 05/27/2014 Jason Oleet and Middlebury Securities, LLC - Order
Order Docket No. 13-038-B Thu, 05/22/2014 Plaza Home Mortgage
Bulletin Insurance Bulletin #181 Tue, 04/15/2014 Student Health Insurance Plans
Order Docket No. 14-022-S Mon, 04/07/2014 Registration Exemption for SolarCommunities, Inc - Order
Order Docket No. 14-004-B Thu, 04/03/2014 In Re: United Capital Business Lending, Inc - Order
Order Docket No. 13-030-I Wed, 03/05/2014 In Re: Alicia Goodman - Order
Order Docket No. 13-046-S Mon, 02/24/2014 In Re: George Jones Lincoln
Order Docket No. 14-001-S Fri, 01/17/2014 Robert Jamo and Quasar Distributors, LLC
Order Docket No. 13-033-B Fri, 01/10/2014 Lisa Fendelet - Order
Bulletin Captive Bulletin C-2014-01 Thu, 01/09/2014 Guidance for Special Purpose Financial Insurers
Order Docket No. 14-002-S Mon, 01/06/2014 Thomas Donnelly and Quasar Distributors, LLC

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Contact Information

Department of Financial Regulation
Commissioner Michael Pieciak
89 Main Street, Montpelier, VT 05620 - 3101
802-828-3301

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