Statement from Commissioner Michael Pieciak

Statement from Commissioner Pieciak: DFR staff have been directed to work remotely from home, and will continue to do so until further notice. The department is still conducting business, however the remote nature of our work may cause some temporary disruptions or delays in DFR services. Read the full letter for more information about contacting DFR.

DFR Regulations, Orders, Bulletins and Market Conduct Exams

Type Name Effective Datesort ascending Title
Order Docket No. 16-026-S Sun, 06/05/2016 Raymond James and Associates - Consent Order
Order Docket No. 16-019-I Thu, 06/02/2016 In Re: Credit Card-Related Insurance Benefits
Order Docket No. 16-001-S Wed, 06/01/2016 Repealing In Part Order 06-023-S
Order Docket No. 16-010-B Mon, 05/23/2016 Prosper Marketplace Inc
Order Docket No. 16-016-B Thu, 05/19/2016 In Re: PayPal
Bulletin Insurance Bulletin #189 Mon, 04/04/2016 Non-Culmination Policy Provisions
Regulation Reg. I-2015-01 Wed, 03/30/2016 Corporate Governance Annual Disclosure
Order Docket No. 15-022-I Wed, 03/09/2016 In Re: Travelers - Stipulation and Consent
Order Docket No. 16-007-I Mon, 03/07/2016 In Re; Liberty Insurance - Stipulation and Consent
Bulletin Insurance Bulletin #188 Tue, 01/19/2016 Privacy Notices - Regulation IH-2001-01 - Use of Federal Model Privacy Form
Order Docket No. 16-008-I Wed, 01/06/2016 Phenix Mutual Fire Insurance - Stipulation and Consent
Order Docket No. 15-040-B Mon, 11/09/2015 Prospect Mortgage, LLC - Settlement Agreement and Order
Order Docket No. 15-033-B Fri, 11/06/2015 Ocwen Loan Servicing, LLC - Consent Agreement
Order Docket No. 15-028-I Fri, 10/30/2015 Mark Bean Stipulation and Consent
Order Docket No. 15-026-I Mon, 10/12/2015 Applied Underwriters and SolutionOne Products
Order Docket No. 13-049-S Mon, 09/28/2015 In Re: Tucker Financial Services Stipulation and Consent Order
Regulation Reg. I-2014-01 Fri, 09/18/2015 Electronic Insurance Notices
Regulation Reg. I-1997-03 (Revised) Thu, 08/27/2015 Credit for ReInsurance
Order Docket No. 15-008-I Wed, 08/05/2015 In Re: Alton Willard - Default Judgement and Order
Bulletin Securities Bulletin 15-01-S Mon, 07/20/2015 Guidance on Utilizing the Rule Providing for the Vermont Small Business Offerings
Order Docket No. 15-020-I Wed, 07/15/2015 In Re: Geico - Stipulation and Consent
Order Docket No. 15-013-I Sun, 07/12/2015 In Re: Claymonte Arshawn McNeill - Default Judgement and Order
Bulletin Insurance Bulletin #187 Fri, 07/10/2015 Important Notice Regarding Mid-Term Replacement of Health Insurance Coverage for Groups with 51-100 Employees
Order Docket No. 15-021-B Tue, 07/07/2015 Sherman, Clay and Co - Stipulation and Consent
Bulletin Insurance Bulletin #186 Wed, 06/24/2015 Price Optimization in Personal Lines Ratemaking

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Contact Information

Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

Public Information
For public records, media inquiries, and press releases visit our Public Information web page

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