Order |
Docket No. 21-021-B |
Tue, 03/30/2021 |
ZenPayroll Stipuation and Consent Order |
Order |
Docket No. 20-014-I |
Tue, 04/28/2020 |
Zahirah Laila Martinez Default Judgment and Order |
Order |
Docket No. 13-018-B |
Mon, 09/16/2013 |
Zachary Tierney - Order |
Order |
Docket No. 17-001-I |
Thu, 02/09/2017 |
YourPeople, Inc |
Order |
Docket No. 20-041-I |
Thu, 03/18/2021 |
Wurtz Stipulation and Consent Order |
Order |
Docket No. 18-013-I |
Mon, 02/26/2018 |
Wocell Stipulation and Consent |
Order |
Docket No. 21-053-S (Withdrawn) |
Fri, 01/07/2022 |
WITHDRAWN - Carinthia Ex Parte Order to Cease and Desist |
Order |
Docket No. 21-053-S (Withdrawal) |
Thu, 05/19/2022 |
Withdrawal of Ex Parte Order to Cease and Desist |
Order |
Docket No. 17-018-S |
Mon, 01/06/2020 |
Winthrop Investment Management Order |
Order |
Docket No. 20-029-S |
Wed, 10/14/2020 |
William J. Therieau Cease and Desist |
Order |
Docket No. 21-030-I |
Fri, 11/05/2021 |
William Gillus Default Judgment and Order |
Order |
Docket No. 21-043-I |
Tue, 01/11/2022 |
William Armstrong Default Judgment and Order |
Order |
Docket No. 10-030-S |
Wed, 04/28/2010 |
Wells Fargo Investments Consent Order |
Order |
Docket No. 16-025-S |
Thu, 06/09/2016 |
Wells Fargo Advisors LLC |
Order |
Docket No. 20-038-B |
Sat, 02/27/2021 |
Wave Financial Stipulation and Consent |
Order |
Docket No. 12-020-B and 12-021-B |
Fri, 10/05/2012 |
VSECU Settlement Agreement |
Order |
Docket No. 22-004-S |
Tue, 03/29/2022 |
Voyager Digital Show Cause Order |
Order |
Docket No. 14-023-S |
Mon, 07/21/2014 |
Vermont Solar / Utility No-Action "SUN" Exemption |
Order |
Docket No. 12-041-I |
Wed, 05/22/2013 |
Vermont Health Co-op Licensing Decision and Order |
Order |
Docket No. 10-038-S |
Wed, 05/05/2010 |
Van Hamm and Meyers Associates Consent Order |
Order |
Docket No. 13-001-S |
Fri, 02/08/2013 |
UVEST Financial Services Group Consent Order |
Order |
Docket No. 17-010-I |
Fri, 05/18/2018 |
USAA |
Order |
Toler-22-010-I |
Tue, 07/12/2022 |
Uriah Toler Default Judgment and Order |
Order |
Docket No. 18-55-B |
Thu, 12/27/2018 |
Upstart Network, Inc. |
Order |
Docket No. 19-070-B |
Tue, 01/21/2020 |
Uphold HQ Stipulation and Consent |