Securities

Exemptions

Exemptions:

Commonly Used Exemptions that require filings with the Securities Division:

Vermont Crowdfunding – Vermont’s Intrastate Crowdfunding Exemption where Vermont businesses can offer securities to Vermont residents.

Full requirements of Vermont Crowdfunding can be found in V.S.R. § 5-11.

Filing Requirements:

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Department of Financial Regulation
Consumer Services 
89 Main Street, Montpelier, VT 05620 - 3101

802-828-3301
833-DFR-HOTLINE (toll free)
833-337-4685 (toll free)

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